With Patrina’s Designated 3rd Party Service (D3P), you can store your firm’s electronic records in-house and comply with SEC, FINRA, and CFTC record archiving requirements. Backed by 25 years of financial services compliance expertise, Patrina’s dedicated compliance teams work with you to keep your records fully compliant with SEC, FINRA, and CFTC requirements — without breaking the bank!
Your Patrina Designated Third Party Services team members work with you and your staff remotely to ensure your firm’s:
Patrina’s Designated Third Party Services delivers:
With Patrina’s Designated Third Party Services, you keep your data where it belongs cost-effectively and minimize exposure to unwanted regulatory fines, scrutiny, or disclosure events. It’s that easy!
So, when the regulators call, will you be ready?
Click here to schedule your consultation or call +22.214.171.1245 today and we’ll help you do more, spend less, and reduce risk!