FINRA will be visiting.
Whether you are a one-branch shop or a multinational, expect FINRA members to inspect every one of your supervisory jurisdictions or branches at least once a year, and your non-branch locations at least every three years.
Patrina’s Branch Audit Module is one of 8 powerful modules in Patrina’s Compliance Suite. It’s a comprehensive branch audit solution that delivers step-by-step workflows to take you quickly from pre-audit prep to post-audit review through the industry’s easiest to use interface.
Patrina’s Branch Audit Module’s built-in workflows let you quickly:
Patrina’s that simple
Point. Click. Compliance..
Click here to schedule your Patrina demo or call +1.212.233.1155 today and we’ll help you do more, spend less, and reduce risk!