How to Avoid Compliance Exposures: Five Tips You Need to Know

You know that because you are here reading this. Every day the regulators issue new rulings, levy new fines, and seek out new, nearly invisible chinks in the industry's compliance processes and procedures. Knowledge is power. You know that too, because the more you know about what the regulators are looking for and what others in the industry are doing to minimize exposure, the better equipped you are to strengthen your own strong cultures of compliance.