New York City, NY – May 26, 2015 Patrina Corporation to exhibit at the FINRA Annual Conference in Washington, DC May 27-29 .
The FINRA Annual Conference is the most anticipated conference of the year for compliance professionals in the securities industry. Each year thousands of compliance professionals meet at the annual conference to learn more about the regulations that shape their industry.
Once again, Patrina has been asked to exhibit at the FINRA Annual Conference and to provide its expertise on records archiving to meet SEC 17a-(4) compliance. FINRA conference attendees will also have the opportunity to learn about Patrina’s new non-trading compliance platform dubbed “Patrina Compliance”. Patrina Compliance was built specifically for Broker-Dealers’ compliance professionals. A unified platform which assists with Electronic Communication Compliance, Branch Audits, Marketing Review, Customer Complaints, OBA, Gifts, Political Contributions, Compliance Manual updates and More!
To learn how Patrina Compliance can help you do more, save time and reduce risk, visit us at booth 51 and speak with one of our data experts.