Compliance News


The Patrina Newsroom

Staying up to date with the changes and developing trends in the world of compliance is vital to reducing your exposure to risk and non-compliance. Each week our team searches for topics that are important to our regulatory environment and creates articles that will inform and educate our readers. Our intent is not to single out any businesses because of their lack of oversight, but to merely keep our readers abreast of the developing trends in regulatory compliance. Staying out of the regulators’ crosshairs is challenging and we hope the articles we share are informative and help you to strength your compliance initiatives.

Your thoughts and comments are greatly appreciated!

December 11, 2019

CATastrophe Waiting to Happen?

SIFMA worried SEC’s CAT could add risk to customer information exposure Given global data privacy concerns, protecting client personal information is mission-critical in every industry. However, […]
December 18, 2019

CCO Failures

CCO false certification of CIA requirement costs health system steep fine Less than a year after it settled a false claims case and entered into a […]
January 8, 2020

Longfin Salary Forfeit

What happened to that New Year’s resolution? Did you kick off 2020 with a New Year’s resolution? Go to the gym more? Eat fewer carbs? Get […]
January 14, 2020

Ambulance Company Pays $65K Fine

Did you resolve to be HIPAA-compliant in 2020? Maybe you did make a 2020 resolution to be HIPAA compliant. But not so West Georgia Ambuance, Inc., […]
January 17, 2020

SEC 2020 Priorities

What will the SEC Office of Compliance Inspections and Examinations be watching in 2020? In announcing its 2020 examination priorities, the Securities and Exchange Commission’s (SEC) Office […]
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