Compliance News


The Patrina Newsroom

Staying up to date with the changes and developing trends in the world of compliance is vital to reducing your exposure to risk and non-compliance. Each week our team searches for topics that are important to our regulatory environment and creates articles that will inform and educate our readers. Our intent is not to single out any businesses because of their lack of oversight, but to merely keep our readers abreast of the developing trends in regulatory compliance. Staying out of the regulators’ crosshairs is challenging and we hope the articles we share are informative and help you to strength your compliance initiatives.

Your thoughts and comments are greatly appreciated!

July 31, 2019

Facebook Failure

Misleading investors about its misuse of user data costs Facebook $-100 million Because not all bad apples fall from the financial services tree, let’s take a […]
August 7, 2019

It Pays To Cooperate With The DOJ

What does cooperation get you with the DOJ? Like the Financial Industry Regulatory Authority (FINRA), the U.S. Department of Justice (DOJ), has also released guidelines for […]
August 14, 2019

Is Your Healthcare Provider Keeping Your Communications Compliant?

Is there compliant email +texting in healthcare? In any industry – not just financial services and healthcare – tracking and archiving employee and client emails and […]
August 21, 2019

SEC Puts the Freeze on $8 Million

SEC freezes $8 million in assets in an emergency action to prevent bad apples from further squandering investor proceeds The Securities and Exchange Commission (SEC) has […]
August 28, 2019

Emails Are Top Reason For Breaches Related To Healthcare Data

Email is now the top source of healthcare breaches Writing in Modern Healthcare, Reporter Jessica Kim Cohen noted that since 2010, nearly 200 million people in […]
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