Data Compliance
The Patrina Newsroom
Staying up to date with the changes and developing trends in the world of compliance is vital to reducing your exposure to risk and non-compliance. Each week our team searches for topics that are important to our regulatory environment and creates articles that will inform and educate our readers. Our intent is not to single out any businesses because of their lack of oversight, but to merely keep our readers abreast of the developing trends in regulatory compliance. Staying out of the regulators’ crosshairs is challenging and we hope the articles we share are informative and help you to strength your compliance initiatives.
Your thoughts and comments are greatly appreciated!
September 16, 2015
Just last month, the Securities and Exchange Commission (SEC) issued another multi-million dollar fine for failure to enforce policies and procedures. The SEC announced that Citigroup […]
July 29, 2021
SMS compliance has become a challenge in the financial industry. This is because Text messaging has gained popularity over the years as a necessary tool for […]