The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

November 8, 2017

More Retirement Plan Litigation On The Horizon?

DOL Fiduciary Rule could mean more exposure for financial advisors According to Suzanne Miscik, vice president of retirement plan and fiduciary services for Northeast Professional Planning […]
November 2, 2017

SEC nominees question FINRA’s transparency

Is it a duel or is it a catfight? Last week Hester Peirce and Robert Jackson, Jr. took a moment to bash the Financial Industry Regulatory […]
October 25, 2017

SEC’s OCIE focusing on your marketing materials

Just last month the Security and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a National Exam Program Risk Alert highlighting the most […]
October 18, 2017

FINRA now ranking brokers by risk profile

Risk rankings In a recent interview with InvestmentNews, Financial Industry Regulatory Authority (FINRA) Executive Vice President for Regulatory Operations Susan Axelrod told Reporter Mark Schoeff, Jr. […]
October 12, 2017

Friends/Schmrends — Ponzi schemes live on

Moving beyond hacker headlines, the Securities and Exchange Commission (SEC) continues to push forward with its mission to uncover investment advisor, bad actors acting badly. Just […]
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