Uncategorized


The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

June 25, 2015

FINRA Rule 3130 – Are you talking to yourself?

If you’re a small(ish) firm complying with FINRA Rule 3130, you know the goal of the Rule is to “promote regular and meaningful interaction between senior […]
June 17, 2015

Even small firms must foster cultures of compliance

Speaking as member of a 2015 FINRA Annual Conference panel in Washington, DC late last month, Mari Buechner, President/Chief Executive Officer and Chief Compliance Officer of […]
June 12, 2015

What’s the best social media policy? Implementation

Social media. It’s a sticky wicket for Broker/Dealers, RIAs, FCMs — actually pretty much all finance-related categories — and a “virtual” blank check for the regulators. […]
June 3, 2015

FINRA wants more Broker-Dealer standards and compliance

In his address at the 2015 FINRA Annual Conference in Washington, DC last week, FINRA Chairman and Chief Executive Officer Richard Ketchum asked attendees (paraphrasing here): […]
May 26, 2015

Patrina Introduces its Compliance Suite at the 2015 FINRA Annual Conference

New York City, NY – May 26, 2015 Patrina Corporation to exhibit at the FINRA Annual Conference in Washington, DC May 27-29 .
Request A Demo
We will contact you shortly to arrange your demonstration.
We respect your privacy. Your information is safe and will never be shared.
Don't miss out. Subscribe today.
×
×
WordPress Popup Plugin