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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

September 16, 2015

Where’s YOUR Stuff? SEC issues $15 million penalty to Citigroup. Are you next?

Just last month, the Securities and Exchange Commission (SEC) issued another multi-million dollar fine for failure to enforce policies and procedures.  The SEC announced that Citigroup […]
September 2, 2015

Patrina Introduces Partnership With PageFreezer

NEW YORK, NY — Furthering its commitment to help Broker-Dealers, RIAs, and FCMS manage the core of their non-trading compliance, Patrina Corporation announces it has partnered with PageFreezer […]
August 28, 2015

FINRA expects you to have a culture of compliance. Do you?

FINRA reports that, over the past 10 years, most of the exposures its regulators find have their roots in firm culture…in particular, cultures where firm management […]
August 24, 2015

FINRA wants to know about your other business activities

Speaking at last month’s Compliance Outreach Program for Broker Dealers hosted by the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA), panelists discussed […]
August 18, 2015

Can you comply in 140 characters or less?

Want to Tweet to your followers soliciting an offer to buy a security? Or even simply to inquire whether they might want to buy a security? […]
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