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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

February 2, 2016

New Municipal Securities Rulemaking Board Rule Focuses on Good Conduct

The Securities and Exchange Commission (SEC) has approved a new Municipal Securities Rulemaking Board (MSRB) Rule G-42 establishing “core standards of conduct for municipal advisors that […]
January 26, 2016

Messy WSPs cost Archipelago Trading Services $100K.

What Will Your WSPs Cost You? How much more paperwork can you take on? It’s a given that broker-Dealers, RIAs, and FCMs must create, implement, maintain, […]
January 20, 2016

What the SEC will be looking at this year…

The Securities and Exchange Commission is going to cast a wider net this year. According to the Office of Compliance Inspections and Examinations (OCIE) Director Marc […]
January 12, 2016

FINRA’s Priorities in 2016: Culture, Oversight, and…

This year, the Financial Industry Regulatory Authority (FINRA) will focus on three broad areas of concern
January 6, 2016

NASAA Says Reported Complaints Are Just the Tip of the Iceberg

Every year, the North American Securities Administrators Association (NASAA) conducts an annual survey of U.S. members to clarify trends in securities fraud, investor protection, and other […]
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