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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

September 15, 2016

SEC says hire a bad apple, we’ll chop down your tree!

Okay. The Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (CIE) didn’t use those exact words…But in its September 2016 Risk Alert, it […]
September 7, 2016

FINRA to Deutsche Bank Securities: “Haben Sie $12.5 Million?

Are you supervising your “hoots” and “squawks?” Nooooooo…This NOT is a cautionary tale about how broker-dealers, RIAs, FSAs and others in financial services spent the summer […]
August 31, 2016

FINRA depends on your Back Office A$$essment

Ahhhhhhhhh. Labor Day. School’s back in session. The smell of autumn in the air. And…the regulators stepping up the pace of branch assessments. Are you ready?
August 24, 2016

When bad things happen, do you have a backup plan?

Face it! Stuff happens. Floods in Louisiana this summer. Fires in California and the northwest. Brownouts. Blackouts. Acts of…bad people?
August 17, 2016

The SEC and the rest of the regulator alphabet want your records…NOW!

Where’s your stuff? In a file room? Off-site storeroom? In the cloud? Are you still shuffling paper? Or glued to your computer screen scrolling through file […]
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