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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

March 30, 2017

Regulators tag team RIAs, Broker-Dealers, and FCMs

Being tag-teamed in a game of touch football is one thing. A compliance pile on by multiple financial service regulatory bodies is another. Writing about last […]
March 22, 2017

New CFTC mandate: Economic growth + Leaner ops

Created in reaction to the 2008 financial markets meltdown, the Dodd-Frank Act may no longer have a role to play. So said Acting Commodity Futures Trading […]
March 15, 2017

The new gender challenge

Male advisors do more bad things, but female advisors face stiffer punishments Who knew there was a double standard for misbehaving financial advisors? Surprise!
March 8, 2017

SEC budget cuts don’t necessarily mean less enforcement

It’s belt-tightening time at the Securities & Exchange Commission’s (SEC’s) enforcement unit. Early indication was that when Wall Street bond deal-makers convened at their annual reunion […]
March 1, 2017

The IAA cites data and information security as top compliance concern

Safeguarding critical information remains the top compliance concern for federally registered investment advisors. That’s according to the 11th annual Investment Advisor Association (IAA) survey of members. […]
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