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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

December 7, 2015

NASAA’s latest exam data shows books and records remain a compliance problem

Writing on compliance in InvestmentNews, reporter Mark Schoeff, Jr. says that according to the North American Securities Administrators Association Inc. (NASAA), the latest batch of state-coordinat […]
October 12, 2015

The SEC wants you to share your confidential data…confidentially

Whose data is it anyway? Your firm’s of course. But some days it feels like everyone and their uncle wants a piece of it.
October 5, 2015

Hey CCO…Do you have enough authority to get the job done

In this year’s survey of compliance trends published in Compliance Week, Deloitte LLP found that the tide is turning (slowly). “The prevailing direction for modern corporate […]
September 25, 2015

Is FINRA making it harder to expunge black marks?

Is FINRA making it harder to erase black marks on your record? Maybe. But unlike elementary school, you can’t do a book report to lift you […]
September 16, 2015

Where’s YOUR Stuff? SEC issues $15 million penalty to Citigroup. Are you next?

Just last month, the Securities and Exchange Commission (SEC) issued another multi-million dollar fine for failure to enforce policies and procedures.  The SEC announced that Citigroup […]
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