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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

June 29, 2016

What keeps Investment Adviser Association members up at night?

According to the Investment Adviser Association’s (IAA) 2016 Investment Management Compliance Testing Survey (conducted in conjunction with ACA Compliance Group and OMAN), the cost of compliance, […]
June 22, 2016

Failed to track pesky OBAs? FINRA’s not laughing!

“Not good enough” cost $200,000 in FINRA fines
June 15, 2016

Futures Commission Merchants blame compliance costs for closures and consolidation

The Commodity Futures Trading Commission (CFTC) worries that consolidation among futures commission merchants (FCMs) signals the beginning of a slide down a slippery slope.
June 8, 2016

Hiring rogue brokers…Regulators are watching you!

Rogue brokers (and the firms that hire you) watch out…your world is getting smaller (and more regulated).
June 1, 2016

Are you a social media NIKE or knock-off?

Just DON’T do it! That’s the social media motto for Chief Compliance Officers (CCOs) in virtually every arena of the heavily regulated financial services universe.
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