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The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

August 4, 2016

The CFTC and Federal Court are HOT!

Value Options Ltd. and Global Trader 365 banned and fined a cool $4.5 million-plus  Was no one watching when Vault Options, Ltd. and Global Trader 365 […]
July 27, 2016

Poor oversight cost Prudential Annuity nearly $1 million

It’s not even the dog days of August and yet another big firm is paying FINRA big hot fines resulting from poor branch oversight.
July 20, 2016

Barclay’s Folly, or how poor WSPs can cost you $600,000

It’s going to be a long, hot, summer for Barclays Capital Inc. Just this month, the firm submitted a Letter of Acceptance, Waiver, and Consent to […]
July 12, 2016

Patrina is a 2016 Wealth Management.com Industry Award Finalist!

To paraphrase Oscar Award Winner Sally Fields, “They like us! They really like us!”
July 7, 2016

What if you have no books or records?

This cautionary tale must be filed under the heading, “You can’t make this stuff up!”
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