The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

September 20, 2017

SEC Slaps State Street

State Street pays $35 Million (!) to settle fraud charges + disclosure failures! This is a cautionary tale to remind all compliance professionals to STAY ON […]
September 13, 2017

Congress Grills FINRA

FINRA CEO appears before House Financial Services Subcommittee oversight hearing Testifying before the House of Representatives’ Financial Services Subcommittee earlier this month, Financial Industry Regulatory Authority […]
September 6, 2017

FINRA is still watching

FINRA is still watching (and refining) its monitoring processes Speaking at Georgetown University’s McDonough School of Business earlier this summer, Robert Cook, the Financial Industry Regulatory […]
August 30, 2017

$16M Binary Options Fraud- If It’s Too Good To Be True…

CFTC Charges Californian, Floridian, and a worldwide web of companies with $16M Binary Option Fraud Temperatures may be falling, but the Commodity Futures Trading Commission (CFTC) […]
August 24, 2017

Ready. Set. Text!

You read that right. RIA, broker-dealer, FCM, and the rest of you financial services pros — Patrina’s got texting covered compliantly. Our Patrina + MyRepChat compliant […]
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