Patrina


The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

April 19, 2017

FINRA’s April showers bring floods of WSP fines and suspensions

We’re just midway through April, but the Financial Industry Regulatory Authority (FINRA) already has hit nearly one dozen firms for Written Supervisory Procedure (WSPs) failures for […]
April 12, 2017

Less regulation requires even more compliance

Deregulation is not yet upon us. Despite the speeches and the focus on K.I.S.S. (Keep It Simple Stupid) regulatory oversight, enforcement by the regulatory alphabet is […]
April 5, 2017

System failure? System backup!

Just last summer Timothy Massad, chair of the U.S. Commodities and Futures Trading Commission (CFTC), raised the issue of disaster recovery. Citing initiatives by the Committee […]
March 30, 2017

Regulators tag team RIAs, Broker-Dealers, and FCMs

Being tag-teamed in a game of touch football is one thing. A compliance pile on by multiple financial service regulatory bodies is another. Writing about last […]
March 22, 2017

New CFTC mandate: Economic growth + Leaner ops

Created in reaction to the 2008 financial markets meltdown, the Dodd-Frank Act may no longer have a role to play. So said Acting Commodity Futures Trading […]
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