Patrina


The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

August 2, 2017

SEC Chairman seeks inter-agency cooperation among regulators

SEC Chairman Jay Clayton seeks interagency cooperation among regulators Speaking at last week’s Security and Exchange Commission’s (SEC)National Compliance Outreach Program for Broker-Dealers in Washington, DC, […]
July 27, 2017

AdvisorNews: Trump Can’t Make Regulation Pressure on RIAs Go Away

A new U.S. government report shows that Uncle Sam is focusing more on registered investment advisor investigations, even as a key watchdog regulatory agency is cutting […]
July 19, 2017

Did FINRA kill WFG Investment acquisition?

In a recent InvestmentNews article, Bruce Kelly reported that National Holding’s acquisition of broker-dealer WFG Investments was called off because it was too “complicated.” National Holdings […]
July 14, 2017

The regulators are alive and well

As we write this, the Financial Services Regulatory Authority (FINRA) has issued nearly $2 million in fines to securities investor State Street Global Markets LLC and […]
July 5, 2017

FINRA adds Patrina to its Compliance Vendor Directory

FINRA adds Patrina data management + email/social media archiving to its Compliance Vendor Directory Trusted by clients since 1993, Patrina now is even more well-credentialed. The […]
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