Patrina


The Archiving Think Tank

About The Archiving Think Tank

We want this area of our website to be where conversations are started. At Patrina, our team always has so much to share, drawing from both our experience, and our daily work. Data archiving has changed considerably over the past decades, and many of us have been in this industry throughout all the technology and process advances. Our first hand overview also enables us to peer into the future, and with that vision, Patrina thought leaders can clearly anticipate what future data management needs and challenges will be. We are always seeking new ways to enhance your business, conserve your resources, and enable you to operate with the highest efficiency. It's the power of technology used best. We see the past as the foundation of today, while looking straight ahead to tomorrow. That's Patrina - and that's the essence of the conversation we will express in all our blog posts, articles and announcements. Please be part of the story and engage with us. We anticipate hearing your thoughts.

December 13, 2017

FINRA’s 2017 exam findings target OBAs

The Financial Industry Regulatory Authority (FINRA) has published the results of its 2017 examinations of broker-dealers. The report highlights selected and collected observations gleaned from recent […]
December 6, 2017

How do you balance marketing and compliance?

A Securities and Exchange Commission (SEC) risk alert based on the results of the Commission’s Touting Initiative focused on common marketing and compliance missteps. Those findings, […]
November 29, 2017

CFTC hits Cargill Inc. with $10 million face slap

Cargill, Inc.’s website says it is “committed to helping the world thrive,” but at what expense? That’s what the Commodity Futures Trading Commission (CFTC) wondered when […]
November 21, 2017

Are you making money? Or paying fines?

Are you making so much money that you can afford even the smallest of regulator-issued fines? Really? Here’s a better idea of you’re already okay with […]
November 15, 2017

Tweet that! Text this!

What’s in a name? That would we call a rose, by any other word would smell as sweet…”  Shakespeare aside, While Juliet assured Romeo that he […]
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